Prudential Securities

Results: 172



#Item
151Institutional investors / Collective investment schemes / Mutual fund / Mutualism / Fair Fund / Financial economics / Investment / Financial services

Proposed Plan of Distribution: Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2009-12-04 16:30:33
152Financial economics / 73rd United States Congress / 76th United States Congress / Investment Company Act / Finance / Securities Exchange Act / Security / Prudential Financial / SEC filing / United States securities law / United States Securities and Exchange Commission / Financial regulation

SEC News Digest, [removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-05-13 10:16:12
153European sovereign debt crisis / European Insurance and Occupational Pensions Authority / Financial risk / European System of Financial Supervisors / European Commission / European Systemic Risk Board / European Securities and Markets Authority / Committee of European Banking Supervisors / European Banking Authority / European Union / Financial regulation / Europe

SAFEGUARDING FINANCIAL STABILITY IN EUROPE The European Systemic Risk Board (ESRB) is an independent EU body responsible for the macro-prudential oversight of the financial system within the Union. Its seat is in Frankfu

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Source URL: www.dgsfp.mineco.es

Language: English - Date: 2011-02-10 05:46:20
154Payment systems / Mergers and acquisitions / Acquiring bank / Undertakings for Collective Investment in Transferable Securities Directives / Business / European Union law / European Union directives

CEBS[removed]CEIOPS-3L3[removed]CESR/08-543b Guidelines for the prudential assessment of acquisitions and increases in holdings in the financial

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Source URL: www.bankofgreece.gr

Language: English - Date: 2013-07-19 05:13:57
155Economy of the United States / Wachovia / A. G. Edwards / Golden West Financial / First Union / SouthTrust / Prudential Securities / Subprime mortgage crisis / Bank of America / Financial services / Wells Fargo / Banks

PDF Document

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Source URL: media.wiley.com

Language: English - Date: 2014-03-31 10:56:30
156Money / Business / Shadow banking system / Systemic risk / Financial economics / Securitization / Finance / United States housing bubble / Securities

Frequently Asked Questions Securitisation These FAQs relating to "securitisation" replace the explanations on the practice of prudential supervision provided by the CSSF in its 2007 Annual Report on this matter and corre

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Source URL: www.cssf.lu

Language: English - Date: 2012-12-19 10:21:33
157European Union / Undertakings for Collective Investment in Transferable Securities Directives / Markets in Financial Instruments Directive / Directive / European Company Regulation / Transposition / Internal Market / Directive on services in the internal market / Payment Services Directive / European Union law / Law / European Union directives

Directive on E-Money Institutions Annex II – (i) Overview of Timeframes for Adoption and Transposition of Completed Measures Ensures market access and adequate regulation of e-money providers; clarifies prudential rul

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Source URL: ec.europa.eu

Language: English - Date: 2008-09-01 05:56:10
158Payment systems / Mergers and acquisitions / Acquiring bank / Undertakings for Collective Investment in Transferable Securities Directives / Business / European Union law / European Union directives

CEBS[removed]CEIOPS-3L3[removed]CESR/08-543b Guidelines for the prudential assessment of acquisitions and increases in holdings in the financial

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Source URL: www.eba.europa.eu

Language: English - Date: 2008-12-17 19:00:00
159Financial services / Funds / Open-ended investment company / Collective investment scheme / Undertakings for Collective Investment in Transferable Securities Directives / Unit trust / Financial adviser / Financial Services and Markets Act / Markets in Financial Instruments Directive / Financial economics / Investment / Finance

PRA[removed]HANDBOOK ADMINISTRATION INSTRUMENT (NO[removed]Powers exercised by the Board of the Prudential Regulation Authority (PRA) A.

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Source URL: media.fshandbook.info

Language: English - Date: 2013-09-30 12:08:48
160Australia / Australian corporations law / ASIC v Rich / Australian Securities and Investments Commission / One.Tel / James Hardie / Corporations Act / Australian Prudential Regulation Authority / Civil penalty / Corporate governance / Government of Australia / Law

UNSW Law Journal Issue[removed]pdf

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Source URL: www.unswlawjournal.unsw.edu.au

Language: English - Date: 2014-05-16 04:14:24
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